John David Sherman is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 77 SOUTH MAIN STREET SUITE 1, WATERBURY, VT, 05676-1523.
John David Sherman has worked at EDWARD JONES since January 14, 1994
Disclosure History
John David Sherman has 1 Disclosure Event(s).
Date: April 02, 2009 Category: Customer Dispute Allegations: 04/2008-04/2009; CLIENT STATES WHEN HER ACCOUNT BEGAN TO LOSE VALUE SHE INSTRUCTED THE FA TO MOVE A PORTION OF HER ACCOUNT INTO GOVERNMENT BONDS. CLIENT STATES WHEN SHE RECEIVED HER STATEMENT HER ACCOUNT WAS AGAIN DOWN IN VALUE AND MET WITH THE FA AND LEARNED THE FA DID NOT DO AS SHE INSTRUCTED. CLIENT IS REQUESTING REIMBURSEMENT OF HER LOSSES. FILING REQUIRED. Damage Amount Requested: $5,000.00 Settlement Amount: $10,000.00 Broker Comment: CLIENT OFFERED $10,000 TO RECOUP SOME LOSSES IN THE ACCOUNT. CLIENT ACCEPTED OUR OFFER AND CREDIT WAS MADE TO THE ACCOUNT.
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