JOHN EDGAR SIMMONS

JOHN EDGAR SIMMONS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1167 TROTWOOD AVENUE, COLUMBIA, TN, 38401.

JOHN EDGAR SIMMONS has worked at LPL FINANCIAL LLC since August 07, 2015

Disclosure History

JOHN EDGAR SIMMONS has 1 Disclosure Event(s).

Date: October 26, 2012
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT ADVISOR MADE UNSUITABLE RECOMMENDATIONS AND MISREPRESENTATIONS IN CONNECTION WITH VARIABLE ANNUITY AND REIT INVESTMENTS. ACTIVITY PERIOD 6/08 TO 7/09.
Settlement Amount: $28,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOHN EDGAR SIMMONS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.