JOHN FRANCIS SIMMONS is currently employed as a Broker and/or Investment Adviser at INVESTACORP, INC. located at 287 AIRPORT ROAD, MIDDLEBURY, VT, 05753.
JOHN FRANCIS SIMMONS has worked at INVESTACORP, INC. since January 02, 2003
Disclosure History
JOHN FRANCIS SIMMONS has 2 Disclosure Event(s).
Date: February 18, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES MR. SIMMONS HAD AN ILLEGAL PLAN TO LOSE OR STEAL HIS MONEY AND THAT MR. SIMMONS ILLEGALLY TRANSFERRED HIM INTO FUNDS WHICH WERE NOT SUITABLE WITHOUT FIRST OBTAINING WRITTEN DISCRETIONARY AUTHORITY Damage Amount Requested: $300,000.00
Date: March 30, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES HE LOST OVER $250,000 DUE TO INAPPROPRIATE ADVICE GIVEN TO HIM BY MR. SIMMONS. Damage Amount Requested: $225,000.00 Broker Comment: COMPLAINT WAS DENIED
More Information
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