JOHN LEE SMITH is currently employed as a Broker and/or Investment Adviser at J.J.B. HILLIARD, W.L. LYONS, LLC located at 707 VAIL STREET, PRINCETON, IN, 47670.
JOHN LEE SMITH has worked at J.J.B. HILLIARD, W.L. LYONS, LLC since June 15, 2017
Disclosure History
JOHN LEE SMITH has 1 Disclosure Event(s).
Date: May 09, 2017 Category: Employment Separation After Allegations Firm Name: Edward Jones Termination Type: Discharged Allegations: Smith's employment was terminated for creating and submitting a letter purporting to be from a third party to establish a hardship reason for obtaining withdrawals from his 401K plan. Not client or sales practice-related.
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