JOHN BAYARD SNOWDEN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 1100 RIDGEWAY LOOP ROAD, SUITE 600, MEMPHIS, TN, 38120.
JOHN BAYARD SNOWDEN has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
JOHN BAYARD SNOWDEN has 3 Disclosure Event(s).
Date: September 02, 2011 Category: Customer Dispute Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** CLAIM ALLEGES IMPROPER SOLICITATION WITH REGARD TO MUTUAL FUND PURCHASES BETWEEN 2004 AND 2006. Damage Amount Requested: $2,400,000.00 Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**
Date: March 19, 2010 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION WITH REGARD TO REGIONS MORGAN KEEGAN MUTUAL FUNDS PURCHASED BETWEEN 2001 AND 2006. Damage Amount Requested: $91,000.00 Settlement Amount: $11,500.00
Date: December 09, 2009 Category: Customer Dispute Allegations: WRITTEN COMPLAINT DATED 12/09/09, ALLEGES POOR RECOMMENDATION/POOR ADVICE WITH REGARD TO INVESTMENTS IN RMK FUNDS, MMA & PSEC. Damage Amount Requested: $100,000.00
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