JOHN CALHOUN STERRITT

JOHN CALHOUN STERRITT is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 138 CHARLOTTE STREET, ASHEVILLE, NC, 28801.

JOHN CALHOUN STERRITT has worked at UBS FINANCIAL SERVICES INC. since November 23, 2011

Disclosure History

JOHN CALHOUN STERRITT has 1 Disclosure Event(s).

Date: July 06, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATIONS.
Broker Comment: UPON INVESTIGATION, THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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