JOHN JOSEPH SWEENEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1030 BROAD STREET 3RD FL, SHREWSBURY, NJ, 07702.
JOHN JOSEPH SWEENEY has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN JOSEPH SWEENEY has 2 Disclosure Event(s).
Date: January 30, 2003 Category: Customer Dispute Allegations: CLIENT, THROUGH REPRESENTATIVE, ALLEGED UNSUITABLE INVESTMENTS AND NON-DISCLOSURE OF MUTUAL FUND SALES CHARGES.1999-2000DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: January 10, 1992 Category: Customer Dispute Allegations: UNAUTHORIZED TRANSACTIONS, MISSTATEMENTS OFMATERIAL FACTS, MISAPPROPRIATION OF MONIES, CHURNING,UNSUITABLE INVESTMENTS - ALLEGED DAMAGES 44,675.00 Damage Amount Requested: $15,000.00 Damages Granted: $2,550.00 Broker Comment: PAYMENT OF SETTLEMENT 2,550.00 PAID BY F/C JOHNSWEENEYALL CLAIMS WERE DISMISSED AND EACH PARTY IS TOBEAR ITS OWN ATTORNEYS FEES
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