JOHN W TUCKER

JOHN W TUCKER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1382 UNION UNIVERSITY DRIVE, JACKSON, TN, 38305.

JOHN W TUCKER has worked at MORGAN STANLEY since April 01, 2016

Disclosure History

JOHN W TUCKER has 1 Disclosure Event(s).

Date: May 26, 2011
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT FA AND EDWARD JONES ALLOWED HUSBAND TO MAKE UNAUTHORIZED DISTRIBUTIONS FROM IRA ACCOUNT. CLAIMANT SEEKS FULL RECOVERY OF FUNDS THAT WERE ALLEGEDLY WITHDRAWN WITHOUT AUTHORIZATION AND ALL INCOME THAT WOULD HAVE BEEN EARNED FROM THOSE PROCEEDS. (DAMAGES SOUGHT: $62,530.00 FOR ALLEGEDBREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, VIOLATION OF INDUSTRY STANDARDS,GROSS NEGLIGENCE, PUNITIVE DAMAGES, INTEREST, COSTS, EXPENSES, AND ATTORNEY FEES.)
Damage Amount Requested: $62,530.00
Settlement Amount: $90,000.00 11-01133

More Information

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