JOHN DENNIS WESH

JOHN DENNIS WESH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 265 BROOKVIEW CENTRE WAY, STE 100, KNOXVILLE, TN, 37919.

JOHN DENNIS WESH has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

JOHN DENNIS WESH has 2 Disclosure Event(s).

Date: October 23, 2017
Category: Customer Dispute
Allegations: Arbitration: Claimants allege that their FA made unsuitable recommendations in 2008. Complaint: Client claimed FA advised him Fannie Mae preferred was a conservative investment from a government backed entity. (5/13/2008)
Damage Amount Requested: $70,937.83

Date: August 03, 2017
Category: Customer Dispute
Allegations: Client claimed FA advised her Fannie Mae preferred was a conservative investment in 2008.
Damage Amount Requested: $24,354.30

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOHN DENNIS WESH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.