JOHN ROBERT WESTBEE

JOHN ROBERT WESTBEE is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 1400 WEST CENTURY AVENUE, BISMARCK, ND, 58503.

JOHN ROBERT WESTBEE has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since September 11, 2009

Disclosure History

JOHN ROBERT WESTBEE has 1 Disclosure Event(s).

Date: January 16, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES PACIFIC LIFE VARIABLE ANNUITY CONTRACT ISSUED IN MARCH 2000 WAS MISREPRESENTED TO HER.
Damage Amount Requested: $38,271.00
Broker Comment: THIS CUSTOMER COMPLAINT IS NO LONGER REPORTABLE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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