JOHN OADUS WHITE

JOHN OADUS WHITE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at #3 SANCTUARY BLVD, SUITE 102, MANDEVILLE, LA, 70471.

JOHN OADUS WHITE has worked at RAYMOND JAMES & ASSOCIATES, INC. since March 20, 2015

Disclosure History

JOHN OADUS WHITE has 2 Disclosure Event(s).

Date: April 10, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES HE WAS SOLD UNSUITABLE INVESTMENTS. THIS IS A TOTALLY NEW COMPLAINT BY A CUSTOMER WHO MADE A PRIOR COMPLAINT IN 1998.
Damage Amount Requested: $14,768.00
Settlement Amount: $13,500.00
Broker Comment: THIS MATTER WAS SETTLED AS A BUSINESS DECISION AND TO AVOID THE COSTS AND UNCERTAINTIES ASSOCIATED WITH LITIGATION.

Date: December 04, 1998
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED OMISSION OF MATERIAL FACTS REGARDING A STOCK.
Damage Amount Requested: $7,500.00
Settlement Amount: $6,200.00
Broker Comment: THE CASE WAS SETTLED TO AVOID THE TIME, EXPENSE AND UNCERTAINTY INHERENT IN LITIGATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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