JOHN ROBERT WHITE is currently employed as a Broker and/or Investment Adviser at FREDERICK & COMPANY, INC. located at N27W23953 PAUL ROAD, SUITE 202, PEWAUKEE, WI, 53072.
JOHN ROBERT WHITE has worked at FREDERICK & COMPANY, INC. since January 03, 2018
Disclosure History
JOHN ROBERT WHITE has 10 Disclosure Event(s).
Date: January 28, 2015 Category: Customer Dispute Allegations: FAILURE TO PERFORM SERVICES, AND FAILURE TO RETURN AGREED UPON FUNDS. Damage Amount Requested: $5,000.00 Settlement Amount: $5,000.00 Broker Comment: MR. WHITE ENTERED INTO A CONTRACT IN JULY 2014 FOR DEVELOPMENT AND PLACEMENT OF A PRIVATE STOCK OFFERING FOR A FEE OF $5000. THE FEE WAS PAID DIRECTLY TO MR. WHITE, PRIOR TO HIS ASSOCIATION WITH ARI FINANCIAL SERVICES. ACCORDING TO THE COMPLAINT, MR. WHITE OFFERED TO RETURN THE FEE PAID OF $5000, BUT HAD NOT YET MADE PAYMENT. THIS MATTER WAS SETTLED BETWEEN MR. WHITE AND [CUSTOMER] ON FEBRUARY 6, 2015
Date: July 15, 2011 Category: Judgment / Lien Judgment/Lien Amount: $209.00 Judgment/Lien Type: Civil Broker Comment: IN 1985 I HAD AN AIRPLANE TIED-DOWN AT THE PALO ALTO AIRPORT. IT WAS STOLEN FROM THE AIRPORT. APPARENTLY I WAS BILLED FOR TIE-DOWN AFTER THE AIRCRAFT WAS STOLEN (NEVER RECOVERED). I GOT THIS INFORMATION FROM CONTACTING THE COUNTY OF SANTA CLARA ON 5/13/2015.
Date: May 04, 2007 Category: Judgment / Lien Judgment/Lien Amount: $110,667.00 Judgment/Lien Type: Tax Broker Comment: THIS WAS THE RESULT OF A BUSINESS I WAS INVOLVED IN DURING THE MID-1980'S THAT CLOSED. THE BUSINESS WAS THE DESTEK GROUP, (NETWORKING SOFTWARE) MOUNTAIN VIEW, CA. I WAS THE CEO AND HELD A MINORITY OWNERSHIP POSITION. SHORTLY AFTER I LEFT THE (1983-1984) A TAX LIABILITY ON THE PAYROLL WAS INCURRED. SINCE I WAS THE CEO DURING THE PAY PERIOD IN QUESTION IRS LOOKED TO ME FOR THE TAX. WHEN THE LIEN WAS EXTENDED THEY COMBINED SEVERAL LIENS TOGETHER ACCOUNTING FOR THE LARGER AMOUNT. MY LAST CONVERSATION WITH ON THE IRS ON THIS TOPIC WAS APPROXIMATELY 7-8 YEARS AGO. DUE TO THE FACT THAT BUSINESS WAS DISSOLVED YEARS AGO THEY SAID IN THE FUTURE THEY WOULD NOT TRY TO EXTEND THE LIEN AND PLACED THE ISSUE INTO AN INACTIVE STATE.
Date: January 12, 2007 Category: Judgment / Lien Judgment/Lien Amount: $6,238.00 Judgment/Lien Type: Tax Broker Comment: RESULT OF PAST BUSINESS CLOSURE.
Date: February 18, 2004 Category: Judgment / Lien Judgment/Lien Amount: $12,390.00 Judgment/Lien Type: Civil Broker Comment: I WAS AN EMPLOYEE OF DIGITAL ATLANTIC, INC., CHIEF OPERATING OFFICER. I WAS RETAINED TO ASSIST IN RE ORGANIZING THE COMPANY AFTER THE INITIAL INVESTMENT FUNDS HAD BEEN DEPLETED WITH NO RESULTS. THERE WAS A NUMBER OF OUTSTANDING PAYABLES. STICKY DIGITAL, INC. SUED THE COMPANY AND ITS OFFICERS AFTER MY TENURE WITH THE COMPANY WAS OVER. I WAS NEVER AWARE OF THE SUIT UNTIL I WAS NOTIFIED OF THE JUDGEMENT.
Date: May 16, 1994 Category: Judgment / Lien Judgment/Lien Amount: $9,130.00 Judgment/Lien Type: Tax Broker Comment: BUSINESS ACTIVITY IN THE MID 1980'S
Date: November 02, 1992 Category: Judgment / Lien Judgment/Lien Amount: $21,209.00 Judgment/Lien Type: Tax Broker Comment: BUSINESS CLOSURE IN MID 1980'S
Date: August 04, 1992 Category: Judgment / Lien Judgment/Lien Amount: $32,728.00 Judgment/Lien Type: Tax Broker Comment: BUSINESS CLOSURE IN THE MID 1980'S.
Date: April 21, 1992 Category: Judgment / Lien Judgment/Lien Amount: $74.00 Judgment/Lien Type: Civil Broker Comment: IN 1985 I HAD AN AIRPLANE TIED-DOWN AT THE PALO ALTO AIRPORT. IT WAS STOLEN FROM THE AIRPORT. APPARENTLY I WAS BILLED FOR TIE-DOWN AFTER THE AIRCRAFT WAS STOLEN (NEVER RECOVERED). I GOT THIS INFORMATION FROM CONTACTING THE COUNTY OF SANTA CLARA ON 5/13/2015.
Date: April 21, 1992 Category: Judgment / Lien Judgment/Lien Amount: $6,353.00 Judgment/Lien Type: Tax Broker Comment: THIS WAS THE RESULT OF BUSINESS FAILURE IN THE MID-1980'S, DESTEK GROUP. I WAS AN OFFICER, CEO, AND A MINORITY STOCK HOLDER. SHORTLY I LEFT THE COMPANY THERE A QUARTER OF WITHHOLDING TAX THAT WAS NOT PAID. THIS IS WAS FOR A PAY PREVIOUSLY WHEN I STILL WITH THE COMPANY THEREFORE THE IRS LOOKED TO ME AND OTHERS FOR PAYMENT.
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