JOHN RANKIN WIGINGTON

JOHN RANKIN WIGINGTON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 400 MERCHANT ST, HILTON HEAD ISLAND, SC, 29926.

JOHN RANKIN WIGINGTON has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

JOHN RANKIN WIGINGTON has 2 Disclosure Event(s).

Date: February 09, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT HER FINANCIAL CONSULTANT ADVISED HER TO PURCHASE MUTUAL FUNDS THAT WERE INAPPROPRIATE FOR HER. NO SPECIFIC DAMAGES ALLEGED. OCCURRED AT MERRILL LYNCH.
Settlement Amount: $10,000.00

Date: January 14, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FINANCIAL CONSULTANT ADVISED THEM TO PURCHASE MUTUAL FUNDS THAT WERE INAPPROPRIATE FOR THEM. NO SPECIFIC DAMAGES ALLEGED.
Settlement Amount: $4,400.00
Broker Comment: IN ORDER TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION, THIS MATTER WAS SETTLED FOR $4,400.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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