JOHN KEVIN WILSON

JOHN KEVIN WILSON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 50 FOUNTAIN PLAZA, BUFFALO, NY, 14202.

JOHN KEVIN WILSON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 09, 1984

Disclosure History

JOHN KEVIN WILSON has 2 Disclosure Event(s).

Date: October 03, 2000
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MR. WILSON DID NOT PROPERLY SUPERVISE FINANCIAL CONSULTANT.
Damage Amount Requested: $240,000.00
Settlement Amount: $30,000.00
Broker Comment: THIS MATTER WAS SETTLED SOLEY TO AVOID THE COSTS OF DEFENSE.

Date: April 24, 1998
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MR. WILSON FAILED TOSUPERVISE THE HANDLING OF HER ACCOUNT. ALLEGED DAMAGES INEXCESS OF $400,000. THIS OCCURRED AT MERRILL LYNCH.
Damage Amount Requested: $400,000.00
Settlement Amount: $100,000.00
Broker Comment: PAYMENT TO CUSTOMER IN THE AMOUNT OF $100,000.ALL RESPONDENTS EXCEPT MERRILL LYNCH WEREDISMISSED FROM THIS MATTER. MR. WILSON CARRIED OUT HIS DUTIESIN AN APPROPRIATE AND HIGHLY PROFESSIONAL MANNER.NEVERTHELESS, MERRILL LYNCH SETTLED THIS MATTER FOR BUSINESSREASONS AND FOR THE COST OF DEFENSE.

More Information

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