JOHN CONRAD ZIMMERMAN

JOHN CONRAD ZIMMERMAN is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 25 CALHOUN STREET, SUITE 200, CHARLESTON, SC, 29401.

JOHN CONRAD ZIMMERMAN has worked at ROBERT W. BAIRD & CO. INCORPORATED since February 04, 2011

Disclosure History

JOHN CONRAD ZIMMERMAN has 1 Disclosure Event(s).

Date: November 25, 2009
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO INVESTMENT - 11/03/2009.
Damage Amount Requested: $8,054.02
Broker Comment: CLAIM DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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