JOHNNY JAMES GEORGE is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1100 POYDRAS STREET, SUITE 2000, NEW ORLEANS, LA, 70163.
JOHNNY JAMES GEORGE has worked at AXA ADVISORS, LLC since November 05, 1996
Disclosure History
JOHNNY JAMES GEORGE has 3 Disclosure Event(s).
Date: May 31, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES HE PURCHASED A 2011 VARIABLE ANNUITY THAT WAS NOT FULLY EXPLAINED TO HIM. CLIENT IS REQUESTING THE FIRM TO CANCEL HIS CONTRACT AND RETURN HIS CONTRIBUTIONS WITHOUT PENALTY. DAMAGES UNSPECIFIED. Broker Comment: WITHOUT ADMITTING FAULT OR LIABILITY AND IN THE INTEREST OF GOOD CLIENT RELATIONS, THE MATTER SETTLED. AXA-EQUITABLE ALLOWED THE CUSTOMER TO EXERCISE THE FREE LOOK PROVISION AND THE TRANSFER OF FUNDS TO ANOTHER CARRIER. THESE TRANSACTIONS DID NOT RESULT IN ANY LOSS.
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