JOLYON HARVEY GISSELL

JOLYON HARVEY GISSELL is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 860 VIA DE LA PAZ, SUITE E1, PACIFIC PALISADES, CA, 90272.

JOLYON HARVEY GISSELL has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JOLYON HARVEY GISSELL has 1 Disclosure Event(s).

Date: April 02, 1991
Category: Customer Dispute
Allegations: ALLEGED FAILURE TO SUPERVISE, THUS ALLOWINGUNSUITABLE OPTION TRADING IN [CUSTOMER] ACCOUNT. ORIGINALALLEGED DAMAGES OF $200,00 PLUS PUNITIVE DAMAGES & ATTORNEYS'FEES.
Damage Amount Requested: $200,000.00 Damages Granted: $153,415.00
Broker Comment: THE ARBITRATION PANEL AWARDED [CUSTOMER]$125,000 PLUS INTEREST FROM DATE OF FILING HER CLAIM, $25,000IN REASONABLE ATTORNEYS' FEES & $3,415 IN EXPERT WITNESS FEES.IN ADDITION, RESPONDENTS WERE ASSESSED FORUM FEES OF $22,000.NOT PROVIDED

More Information

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