JON S CAYTON

JON S CAYTON is currently employed as a Broker and/or Investment Adviser at PEOPLE'S SECURITIES, INC. located at 606 NASHUA STREET, LORDEN PLAZA, MILFORD, NH, 03055.

JON S CAYTON has worked at PEOPLE'S SECURITIES, INC. since August 28, 2015

Disclosure History

JON S CAYTON has 9 Disclosure Event(s).

Date: June 01, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 15, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 28, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 27, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 27, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: LONGTERM RELATIONSHIP ENDED.

Date: February 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: LONG TERM RELATIONSHIP ENDED

Date: August 17, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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