JON CARL FOX

JON CARL FOX is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 3200 TRULIANT WAY, WINSTON SALEM, NC, 27103-5613.

JON CARL FOX has worked at CUNA BROKERAGE SERVICES, INC. since October 05, 2016

Disclosure History

JON CARL FOX has 1 Disclosure Event(s).

Date: May 28, 2002
Category: Customer Dispute
Allegations: CLIENT PURCHASED A 225,000 VARIABLE ANNUITY ON MAY 3, 2001. DUE TO MARKET DECLINE OF 21,000 AS OF MAY 16, 2002, CLIENT ALLEGES WAS NOT MADE FULLY AWARE OF RISK AND EXPENSES OF ANNUITY. CLIENT HAS REQUESTED RETURN OF ORIGINAL AMOUNT
Damage Amount Requested: $21,000.00
Broker Comment: CLAIM DENIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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