Jon Harris

Jon Harris is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 11440 W BERNARDO CT SUITE 273, SAN DIEGO, CA, 92127.

Jon Harris has worked at EDWARD JONES since June 03, 2015

Disclosure History

Jon Harris has 1 Disclosure Event(s).

Date: May 05, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES, INTER ALIA, INVESTMENTS IN STOCKS BEGINNING IN 1997 WERE INAPPROPRIATE.
Damage Amount Requested: $50,000.00
Settlement Amount: $30,000.00
Broker Comment: MORGAN STANLEY AND MR. HARRIS STRONGLY DENY THE CLIENT'S ALLEGATION. THE COMPLAINT WAS SETTLED TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION.

More Information

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