JON PHILLIP HARRISON

JON PHILLIP HARRISON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 43 CONSTITUTION DRIVE, BEDFORD, NH, 03110.

JON PHILLIP HARRISON has worked at LPL FINANCIAL LLC since July 20, 2007

Disclosure History

JON PHILLIP HARRISON has 1 Disclosure Event(s).

Date: April 01, 1993
Category: Criminal
Charges: UNAUTHORIZED USE OF A PROPELLED VEHICLE CLASSB MISDEMEANOR PLEAD GUILTY
Disposition: APPLICANT FOUND GUILTY AND FINE $100
Broker Comment: ATTACHED LETTER OF EXPLANATION

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JON PHILLIP HARRISON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.