JON BRIAN HERBERG is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 1030 SOUTH 24TH STREET WEST, BILLINGS, MT, 59102.
JON BRIAN HERBERG has worked at HD VEST INVESTMENT SERVICES since November 12, 2003
Disclosure History
JON BRIAN HERBERG has 1 Disclosure Event(s).
Date: December 11, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGED THE PRODUCT IN WHICH SHE INVESTED WAS NOT SUITABLE. Damage Amount Requested: $262,000.00 Settlement Amount: $45,000.00 Broker Comment: BY ENTERING INTO THIS SETTLEMENT, THE REPRESENTATIVE DOES NOT ADMIT AND SPECIFICALLY DENIES ANY BREACH OF CONTRACT, TORT, OR VIOLATION OF ANY CONSTITUTIONAL, FEDERAL, STATE, LOCAL, MUNICIPAL OR REGULATORY LAW.
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