JON KIPLING JOHANSEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 505 N HIGHWAY 169 SUITE 260, PLYMOUTH, MN, 55441.
JON KIPLING JOHANSEN has worked at LPL FINANCIAL LLC since July 02, 2007
Disclosure History
JON KIPLING JOHANSEN has 1 Disclosure Event(s).
Date: May 11, 2010 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE DELAY REDUCING RISK AND SELLING INVESTMENTS CAUSED LOSSES. APRIL 21, 2010 TO MAY 11, 2010 ACTIVITY PERIOD. Damage Amount Requested: $23,268.00 Settlement Amount: $4,000.00 Broker Comment: LOSS RESULTED FROM ERROR, WHICH MR. JOHANSEN CORRECTED APPROPRIATELY. CUSTOMERS COMPLAINT RELATED TO DEMAND FOR FUNDS ABOVE AND BEYOND THE ACTUAL LOSS AMOUNT. CUSTOMERS ULTIMATELY AGREED TO AMOUNT PROVIDED AFTER REVIEW OF LOSS FIGURES.
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