JON DAVID PELLECCHIA

JON DAVID PELLECCHIA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 305 S MacDill Avenue, Tampa, FL, 33609.

JON DAVID PELLECCHIA has worked at LPL FINANCIAL LLC since June 20, 2016

Disclosure History

JON DAVID PELLECCHIA has 1 Disclosure Event(s).

Date: March 03, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES CERTAIN CONTRACT PROVISIONS WERE MISREPRESENTED. DAMAGES UNSPECIFIED.
Broker Comment: CLIENT'S ALLEGATIONS WERE FOUND TO BE WITHOUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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