JON E. SCHLUETER is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 35 Robin Drive, Suite 102, Hauppauge, NY, 11788.

JON E. SCHLUETER has worked at ROYAL ALLIANCE ASSOCIATES, INC. since October 25, 2012

Disclosure History

JON E. SCHLUETER has 1 Disclosure Event(s).

Date: September 30, 2015
Category: Customer Dispute
Allegations: The customer alleges that the variable annuity is unsuitable based on his future needs.
Damage Amount Requested: $9,942.77
Broker Comment: In determining this client's needs a comprehensive financial plan was completed over many face to face meetings with both client and spouse. The product he is questioning 2 1/2 years later, is ideally suited for his stated objectives and goals. Client is an accredited, sophisticated investor with extensive investment experience. After an in-depth investigation including client background, documenation as well as my recommendation, my broker dealer concluded that restitution is clearly not warranted in this matter.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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