JON DAVID WALTON is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 726 YORKLYN ROAD, SUITE 300, HOCKESSIN, DE, 19707.
JON DAVID WALTON has worked at COMMONWEALTH FINANCIAL NETWORK since January 02, 2008
Disclosure History
JON DAVID WALTON has 1 Disclosure Event(s).
Date: April 04, 1994 Category: Employment Separation After Allegations Firm Name: NYLIFE SECURITIES INC. Termination Type: Permitted to Resign Allegations: ALLOWED AN AGENT TO SOLICIT NON- SECURITIESREATED LIFE APPLICATIONS WITH OUT BEING PROPERLY LICENSED INTHAT STATE Broker Comment: EMPLOYMENT CONTRACT TERMINATED NO FINES ORPENALTIES
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