JONATHAN ALLARD

JONATHAN ALLARD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE N JEFFERSON AVE, ST. LOUIS, MO, 63103.

JONATHAN ALLARD has worked at WELLS FARGO CLEARING SERVICES, LLC since November 02, 2017

Disclosure History

JONATHAN ALLARD has 1 Disclosure Event(s).

Date: October 16, 2017
Category: Customer Dispute
Allegations: Client alleges the purchase of MFS Series Trust XIII Class A on August 9, 2017 was not suitable.
Damage Amount Requested: $5,000.00
Settlement Amount: $648.41
Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $648.41

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JONATHAN ALLARD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.