JONATHAN ROBERT BARNES is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.
JONATHAN ROBERT BARNES has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JONATHAN ROBERT BARNES has 1 Disclosure Event(s).
Date: September 10, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR FAILED TO FOLLOW HIS INSTRUCTION TO PLACE A STOP LOSS ORDER ON A STOCK POSITION IN MARCH 2001. BY JUNE 2002, THE STOCK PRICE HAD FALLEN BENEATH THE PRICE AT WHICH THE CUSTOMER WANTED TO SELL. ALLEGED DAMAGES UNSPECIFIED, BUT BELIEVED TO BE APPROXIMATELY $11,000. Settlement Amount: $9,999.99
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