JONATHAN RUSSELL DICKERSON

JONATHAN RUSSELL DICKERSON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 223 E. Blackstock Rd., Spartanburg, SC, 29301.

JONATHAN RUSSELL DICKERSON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since March 22, 2016

Disclosure History

JONATHAN RUSSELL DICKERSON has 1 Disclosure Event(s).

Date: January 28, 2011
Category: Employment Separation After Allegations
Firm Name: CHASE INVESTMENT SERVICES CORP
Termination Type: Discharged
Allegations: REGISTERED REP ADMITTED TO ACCESSING THE ACCOUNTS OF COWORKERS WITHOUT A BUSINESS REASON TO DO SO.
Broker Comment: After my promotion to VP of Investments-Financial Advisor Associate in July 2010, I looked up a few advisors personal accounts, although it wasn't for a business need, but a personal one. Each month we were provided a list of each advisors monthly gross commissions, and I was interested in seeing what the tiered payouts net of concession, dealer fees, and taxes would be. I went about getting that information the wrong way by using the contact management system as it related to my pay and revenue goals.My curiosity got the best of me and I wasn't thinking about how my search was an invasion of privacy. I had no malicious intent in the search and I deeply regret my actions. I have learned a valuable, although costly, lesson.

More Information

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