JONATHAN CHARLES EKLUND is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 500 W. MADISON, SUITE 4000, CHICAGO, IL, 60661.
JONATHAN CHARLES EKLUND has worked at OPPENHEIMER & CO. INC. since February 12, 2018
Disclosure History
JONATHAN CHARLES EKLUND has 2 Disclosure Event(s).
Date: December 15, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES LOSSES DUE TO UNSUITABLE CONCENTRATION IN FINANCIAL EQUITIES, IN PERIOD 11/2007 TO PRESENT. Damage Amount Requested: $2,750,000.00
Date: January 11, 1993 Category: Customer Dispute Allegations: NONE. CLAIMANT ALLEGED EXCESSIVE ANDUNSUITABLE TRADES BY HIS PREVIOUS BROKER. Damage Amount Requested: $79,900.00 Broker Comment: SETTLEDCUSTOMER COMPLAINT ABOUT ACTS OF PRIOR BROKER;ALLEGED NO WRONGDOING BY ME. I WAS NOT ASKED OR REQUIRED TOPAY ANY AMOUNT TO SETTLE THIS MATTER. THE MATTER WASDismissed AND I WAS RELEASED FROM ANY AND ALL CLAIMS ANDLIABILITY.
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