JONATHAN FENTON is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 2380 N BUFFALO DR, SUITE 125, LAS VEGAS, NV, 89128.
JONATHAN FENTON has worked at QUESTAR CAPITAL CORPORATION since December 01, 2006
Disclosure History
JONATHAN FENTON has 2 Disclosure Event(s).
Date: December 05, 2007 Category: Regulatory
Date: January 19, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FIRM WAS NOT SMALL, FULL-SERVICE BROKERAGE FIRM & THAT MR. FENTON DEALT IN ISSUES IN WHICH THE FIRM MADE A MARKET TO RECEIVE ADDITIONAL COMPENSATION.3-27-00 ACCT WAS OPENED/ALL PAPERWORK WAS SIGNED. DIS WAS TRANSFERRED WITH STIPULATION NOT TO BE SOLD. FROM 3-27-00 TO 10-00 ACCT WAS MANAGED, STOCK & OPTIONS BOUGHT & SOLD. CUSTOMER ALLEGES LOSSES IN ACCT OCCURRED FROM UNSUITABLE INVESTMENTS. HOWEVER, A LARGE MARKET CORRECTION OCCURRED DURING THIS TIME. DIS DECLINED SUBSTANTIALLY DURING THE TIME THIS ACCT WAS MANAGED BY FENTON & IT COULD NOT BE SOLD. Damage Amount Requested: $275,000.00 Settlement Amount: $75,000.00
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