Jonathan Ryan Germano

Jonathan Ryan Germano is currently employed as a Broker and/or Investment Adviser at HSBC SECURITIES (USA) INC. located at 1800 TYSONS BLD., SUITE 50, MCLEAN, VA, 22102.

Jonathan Ryan Germano has worked at HSBC SECURITIES (USA) INC. since August 03, 2017

Disclosure History

Jonathan Ryan Germano has 1 Disclosure Event(s).

Date: December 31, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS ACCOUNT WAS SETTLED AS DURING THE FIRST CONTACT WITH THE CREDIT CARD COMPANY.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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