Jonathan Edward Graham is currently employed as a Broker and/or Investment Adviser at LEUMI INVESTMENT SERVICES INC. located at 555 West 5th Street, 33rd floor, Los Angeles, CA, 90013-1050.
Jonathan Edward Graham has worked at LEUMI INVESTMENT SERVICES INC. since April 28, 2016
Jonathan Edward Graham has 2 Disclosure Event(s).
Date: September 21, 2017 Category: Regulatory Initiated By: New York Department of Financial Services Allegations: Mr. Graham was alleged to have signed-off, as sub-licensee, on an application prepared by Leumi Investment Services Inc. that contained incorrect information within the meaning of Section 2110(a)(2) of the New York Insurance Law. Resolution: Stipulation and Consent SanctionDetails: Sanctions: Monetary Penalty other than Fines SanctionDetails: Amount: $1,500.00 Broker Comment: Mr. Graham as a sub-licensee signed a Property and Casualty insurance application to the New York State Department of Financial Services on behalf of Leumi Investment Services Inc. The application had been prepared by Leumi Investment Services Inc. Unbeknownst to Mr. Graham, the application contained incomplete information, which Mr. Graham reasonably relied upon when he signed such application.
Date: September 09, 2009 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: I PERSONALLY GUARANTEED LOANS FOR A START UP MORTGAGE BUSINESS STARTING IN 2005. DUE TO ECONOMICAL EVENTS IN 2007, THE COMPANY WAS FORCED TO SHUT DOWN AND I AM IN THE PROCESS OF RE-ORGANIZING THESE GUARANTEES THROUGH THE CHAPTER 11 PROCEDURE.
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