JONATHAN READ KNOWLES is currently employed as a Broker and/or Investment Adviser at BROWN, LISLE/CUMMINGS, INC. located at ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI, 02903.

JONATHAN READ KNOWLES has worked at BROWN, LISLE/CUMMINGS, INC. since December 28, 1984

Disclosure History

JONATHAN READ KNOWLES has 1 Disclosure Event(s).

Date: October 18, 1982
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JONATHAN READ KNOWLES, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.