JONATHAN WATSON LINTNER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 408 BLANKENBAKER PKWY, SUITE 100, LOUISVILLE, KY, 40243-1896.
JONATHAN WATSON LINTNER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 10, 1986
Disclosure History
JONATHAN WATSON LINTNER has 1 Disclosure Event(s).
Date: April 07, 2008 Category: Customer Dispute Allegations: CLAIMANT ALLEGES ADVISORS RECOMMENDED A FINANCIAL PLAN THAT INCLUDED USE OF "NET UNREALIZED APPRECIATION" WITH RESPECT TO HER COMPANY STOCK FROM EMPLOYER. CLAIMANT ALLEGES ADVISORS DID NOT EFFECTUATE THE NUA STRATEGY AND AS A RESULT SHE WILL EXPERIENCE LOSSES. SHE ALSO CLAIMS FRAUD,BREACH OF FIDUCIARY DUTY, FAILURE TO SUPERVISE,BREACH OF CONTRACT,NEGLIENCE,GROSS NEGLIENCE & VIOLATIONS OF UNFAIR TRADE. Damage Amount Requested: $50,000.00 Settlement Amount: $11,680.00 Broker Comment: THE PARTIES CHOSE TO SETTLE THIS MATTER IN ORDER TO AVOID THE COSTS ASSOCIATED WITH ARBITRATION. I WAS DISMISSED FROM THE CASE AS A PART OF THE SETTLEMENT AND I CONTRIBUTED NOTHING TO THE SETTLEMENT AMOUNT.
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