JONATHAN TODD LOCKLEAR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 601 BAYSHORE BLVD STE 960, TAMPA, FL, 33606.
JONATHAN TODD LOCKLEAR has worked at LPL FINANCIAL LLC since November 14, 2016
Disclosure History
JONATHAN TODD LOCKLEAR has 1 Disclosure Event(s).
Date: December 19, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT REGISTERED REPRESENTATIVE PURCHASED A VARIABLE ANNUITY IN APRIL OF 2008 WITHOUT CLIENT AUTHORIZATION. ADDITIONALLY, CLIENT CLAIMS THAT THE ANNUITY PURCHASE WAS NOT SUITABLE BASED ON HIS RISK TOLERANCE AND INVESTMENT GOALS. CLIENT DEMANDS REPARATION OF $72,000. REPRESENTATIVE DENIED ALL ACCUSATIONS AND ALLEGATIONS. INTERNAL INVESTIGATION REVEALED THAT ACCOUNT OPENING PAPERWORK, INCLUDING A VARIABLE ANNUITY DISCLOSURE FORM, WAS SIGNED BY THE CLIENT, AND THE INVESTMENT WAS SUITABLE FOR THE CLIENT BASED ON HIS FINANCIAL GOALS AND OBJECTIVES. CLAIM DENIED. Damage Amount Requested: $72,000.00
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