JONATHAN RICHARD MARQUARDT

JONATHAN RICHARD MARQUARDT is currently employed as a Broker and/or Investment Adviser at INVESTACORP, INC. located at 6175 NW 153RD STREET, SUITE #120, MIAMI LAKES, FL, 33014.

JONATHAN RICHARD MARQUARDT has worked at INVESTACORP, INC. since December 19, 2007

Disclosure History

JONATHAN RICHARD MARQUARDT has 1 Disclosure Event(s).

Date: November 18, 1994
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT MR. MARQUARDTMISINFORMED HER CONCERNING THE SAFETY OF HER INVESTMENT IN THEMETLIFE STATE STREET RESEARCH TAX EXEMPT FUND ON 11/18/94.
Damage Amount Requested: $26,699.27
Settlement Amount: $26,699.27
Broker Comment: THE CLIENT'S REQUEST FOR A FULL REFUND OF HERMUTUAL FUND INVESTMENT WAS HONORED. THE AMOUNT REFUNDED WAS $26,699.27.

More Information

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