JONATHAN EDWARD OSTERKAMP is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 17470 N PACESETTER WAY, SCOTTSDALE, AZ, 85255-5388.
JONATHAN EDWARD OSTERKAMP has worked at LPL FINANCIAL LLC since January 02, 2009
JONATHAN EDWARD OSTERKAMP has 1 Disclosure Event(s).
Date: May 22, 2017 Category: Judgment / Lien Judgment/Lien Amount: $90,642.00 Judgment/Lien Type: Tax Broker Comment: I do object to having to file an amendment for an action taken by the IRS wherein an IRS employee has notified me that the action should never have occurred in the first place. This tax lien (the sole reason for the amendment) should never have been filed in the first place, and thus I sought to have it withdrawn prior to the 30 days' timeline for amending my U-4. However, given the pace/efficiency of the IRS in its current state (understaffed and underfunded), I did not receive a resolution after 20 days. As I was overseas at that point until after the 30 days' timeline ended, I had to wait upon my return to the U.S. to access my physical mail in order to determine whether or not an interim resolution had been reached. Once I discovered it had not, and combined with the fact that I am still waiting for the IRS to process my withdrawal request, I requested this amendment through my broker-dealer, LPL Financial. What is FINRA's process for expunging IRS actions that resulted in U-4 amendments when the IRS admits to making a mistake by acting in the first place?
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