JONATHAN PAUL SULLIVAN

JONATHAN PAUL SULLIVAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1499 SE TECH CENTER PL, STE 220, VANCOUVER, WA, 98683.

JONATHAN PAUL SULLIVAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 20, 2012

Disclosure History

JONATHAN PAUL SULLIVAN has 1 Disclosure Event(s).

Date: July 25, 2016
Category: Customer Dispute
Allegations: The client alleged that she received unsuitable investment advice when her advisor recommended that she purchase a Variable Universal Life Insurance Policy in January 2014.
Damage Amount Requested: $20,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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