JONATHAN PATRICK WASEY

JONATHAN PATRICK WASEY is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 19941 CENTURY BLVD, GERMANTOWN, MD, 20874.

JONATHAN PATRICK WASEY has worked at BB&T SECURITIES, LLC since January 02, 2018

Disclosure History

JONATHAN PATRICK WASEY has 1 Disclosure Event(s).

Date: October 13, 2000
Category: Customer Dispute
Allegations: THE LCIENT ALLEGED THAT I PROVIDED HIM WITH INCORRERCT INFORMATION RELATIVE TO THE AMOUNT OF TIME IT WOULD TAKE TO TRANSFER FUNDS FROM CIGNA FINANCIAL SERVICES TO AMERICAN EXPRESS FINANCIAL ADVISORS. THE CLIENT IS ALLEGING DAMAGES IN THE AMOUNT OF $10,394.00.
Damage Amount Requested: $10,394.00
Settlement Amount: $4,965.00
Broker Comment: THE COMPANY REVIEW FOUND THAT THERE WAS A MISCOMMUNICATION BETWEEN THE HOME OFFICE AND MYSELF, IN REGUARDS TO THE EXPECTED TIME FRAME FOR THE TRANSFER, AND DUE TO THIS MISCOMMUNICATION, THE CLIENT WAS GIVEN AN UNREALISTIC EXPECTATION. PER THE TERMS OF THE SETTLEMENT AGREEMENT SIGNED BY THE CLIENT, WE AGREED TO ADJUST THE PRICE DATED ON THE PURCHASES TO JANUARY 7,2000.

More Information

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