JONATHON DANIEL MCFALL is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 1122 GRAND AVE, WEST DES MOINES, IA, 50265.

JONATHON DANIEL MCFALL has worked at SAGEPOINT FINANCIAL, INC. since December 09, 2016

Disclosure History

JONATHON DANIEL MCFALL has 2 Disclosure Event(s).

Date: July 16, 2013
Category: Criminal

Date: August 24, 2008
Category: Criminal
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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