JONI MAURINE SHARKEY

JONI MAURINE SHARKEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 6702 POINTE INVERNESS WAY, STE 100, FORT WAYNE, IN, 46804.

JONI MAURINE SHARKEY has worked at WELLS FARGO CLEARING SERVICES, LLC since August 07, 2015

Disclosure History

JONI MAURINE SHARKEY has 1 Disclosure Event(s).

Date: April 10, 1983
Category: Employment Separation After Allegations
Firm Name: VULCAN MATERIALS
Termination Type: Discharged
Allegations: NONEKNOWLEDGE OF THE TAKING OF SCRAP BATTERY
Broker Comment: TERMINATIONWHEN I WAS EMPLOYED AT VULCAN MATERIALS, OAKCREEK, WI, A SUPERVISOR OF THE SCRAP DEPT REMOVED A BATTERY TOUSE IN A CAR HE WAS SELLING FOR ME. HE TOLD ME THAT IT WAS ASCRAP BATTERY AND NOT TO WORRY ABOUT IT BECAUSE IT WAS OF NOVALUE TO THE COMPANY. WHEN THE OPERATION MGR ASKED ME ABOUT THEREMOVAL OF THE BATTERY I DID NOT ADMIT TO IT BECAUSE I WASCONCERNED THAT THE SUPERVISOR MAY LOSE HIS JOB. AS A RESULT OFTHIS, THE SUPERVISOR AND MYSELF WERE BOTH DISCHARGED TO SET ANEXAMPLE OF THE OTHER EMPLOYEES.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JONI MAURINE SHARKEY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.