Jordan M Gelb is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1033 SKOKIE BLVD, NORTHBROOK, IL, 60062.
Jordan M Gelb has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 04, 1994
Disclosure History
Jordan M Gelb has 3 Disclosure Event(s).
Date: November 24, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATIONS FROM 2004 TO 2008. Damage Amount Requested: $900,000.00 Settlement Amount: $14,900.00 09-06374
Date: May 09, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR ENGAGED IN EXCESSIVE TRADING AND AN UNSUITABLE INVESTMENT STRATEGY. Broker Comment: LETTER TO CUSTOMER DENYING ALLEGATIONS.
Date: September 11, 1989 Category: Regulatory
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for Jordan M Gelb, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.