JORDAN P RIDER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6800 COLLEGE BLVD., SUITE 630, OVERLAND PARK, KS, 66211.
JORDAN P RIDER has worked at LPL FINANCIAL LLC since December 14, 2010
Disclosure History
JORDAN P RIDER has 3 Disclosure Event(s).
Date: August 28, 2017 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED THAT ACCOUNT WAS MISMANAGED, THAT RISKS WERE NOT DISCLOSED, AND INVESTMENTS WERE UNSUITABLE. ACTIVITY PERIOD 7/23/12 TO 7/17/17. Damage Amount Requested: $475,597.00
Date: March 14, 2016 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE UNSUITABLE INVESTMENTS AND OVER CONCENTRATION IN ENERGY AND COMMODITIES INVESTMENTS. Damage Amount Requested: $179,500.00 Settlement Amount: $85,000.00 Broker Comment: THIS COMPLAINT WAS SETTLED AS A BUSINESS DECISION AND WITHOUT ANY ADMISSION OF LIABILITY WHATSOEVER ON THE PART OF THE FINANCIAL ADVISOR WHO CONTINUES TO DENY ANY WRONGDOING.
Date: April 16, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS IN HER RETIREMENT ACCOUNTS. Damage Amount Requested: $100,000.00 Settlement Amount: $50,000.00 Broker Comment: THIS COMPLAINT WAS SETTLED AS A BUSINESS DECISION AND WITHOUT ANY ADMISSION OF LIABILITY WHATSOEVER ON THE PART OF THE FINANCIAL ADVISOR.
More Information
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