JORGE ROBERTO GUERRA is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 101 WEST BROADWAY, SAN DIEGO, CA, 92101.
JORGE ROBERTO GUERRA has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JORGE ROBERTO GUERRA has 2 Disclosure Event(s).
Date: May 04, 2010 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION FROM FEBRUARY 2006 TO NOVEMBER 2008. Damage Amount Requested: $1,000,000.00 Settlement Amount: $225,000.00 10-01916
Date: February 19, 2009 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS.
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