Jorge Lua

Jorge Lua is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 11165 E 31st St, Tulsa, OK, 74146-1706.

Jorge Lua has worked at ALLSTATE FINANCIAL SERVICES, LLC since October 13, 2017

Disclosure History

Jorge Lua has 1 Disclosure Event(s).

Date: May 29, 2005
Category: Criminal
Charges: buglary
Disposition: Reduced
Amended Charges: county of petty theft retail/etc
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted
Broker Comment: was arrested on 5/29/2005 and had probation on 6/27/2005- both arrests are connected

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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