JORGE M. MIGUEL PELEGRINA is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO located at 250 MUNOZ RIVERA AVENUE, SAN JUAN, PR, 00918.
JORGE M. MIGUEL PELEGRINA has worked at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO since December 17, 2009
Disclosure History
JORGE M. MIGUEL PELEGRINA has 9 Disclosure Event(s).
Date: August 04, 2017 Category: Customer Dispute Allegations: Time frame: unspecifiedClaimant alleges misrepresentations, unsuitability, and over concentration concerning herinvestments in a closed-end fund and Puerto Rico municipal bond. Damage Amount Requested: $390,000.00
Date: August 04, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED FC MISREPRESENTED PRESERVATION OF CAPITAL -1998. DAMAGES UNSPECIFIED. Broker Comment: THE CLAIM WAS DENIED.
Date: June 02, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN A CLAIMFOR $20,492.80 Damage Amount Requested: $20,492.80 Settlement Amount: $13,116.00 Broker Comment: SETTLEMENT IN THE AMOUNT OF $13,116.00THIS CUSTOMER COMPLAINT WAS INADVERTENTLYREPORTED AGAINST THE REGISTERED REPRESENTATIVE. THE COMPLAINTINVOLVED THE ALLEGED UNDERPERFORMANCE OF A GOVERNMENT BOND FUND(MASSACHUSETTS FINANCIAL SERVICES GOVERNMENT SECURITIES HIGHYIELD TRUST FUND), AND NOT WRONGFUL CONDUCT ON THE PART OF THEREGISTERED REPRESENTATIVE. THE INFORMATION AND MATERIAL OFFEREDBY THE FUND (AND CONVEYED BY THE REGISTERED REPRESENTATIVE)PREDICTED A POTENTIAL RATE OF RETURN WHICH TURNED OUT TO BEHIGHER THAN THE RATE ACTUALLY RECEIVED.
Date: June 01, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN LASS OF20,621.71 Damage Amount Requested: $20,621.71 Settlement Amount: $33,000.00 Broker Comment: SETTLEMENT IN THE AMOUNT OF 33,000.00 FC WAS NOTASKED TO CONTRIBUTENOT PROVIDED
Date: May 26, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN CLAIM FOR$14,426.40 Damage Amount Requested: $14,426.40 Settlement Amount: $10,725.95 Broker Comment: SETTLEMENT OF $10,725.95THIS CUSTOMER COMPLAINT WAS INADVERTENTLYREPORTED AGAINST THE REGISTERED REPRESENTATIVE. THE COMPLAINTINVOLVED THE ALLEGED UNDERPERFORMANCE OF A GOVERNMENT BOND FUND(MASSACHUSETTS FINANCIAL SERVICES GOVERNMENT SECURITIES HIGHYIELD TRUST FUND), AND NOT WRONGFUL CONDUCT ON THE PART OF THEREGISTERED REPRESENTATIVE. THE INFORMATION AND MATERIAL OFFEREDBY THE FUND (AND CONVEYED BY THE REGISTERED REPRESENTATIVE)PREDICTED A POTENTIAL RATE OF RETURN WHICH TURNED OUT TO BEHIGHER THAN THE RATE ACTUALLY RECEIVED.
Date: May 26, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN LOSS OF$15,589.42 Damage Amount Requested: $15,589.42 Settlement Amount: $10,586.00 Broker Comment: SETTLEMENT IN THE AMT. OF 10,586.00 SHEARSON PAID TOTAL SETTLEMENTNOT PROVIDED
Date: February 10, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN A CLAIMFOR $11,619.48 Damage Amount Requested: $11,619.48 Settlement Amount: $11,000.00 Broker Comment: SETTLEMENT IN THE AMOUNT OF $11,000.00THIS CUSTOMER COMPLAINT WAS INADVERTENTLYREPORTED AGAINST THE REGISTERED REPRESENTATIVE. THE COMPLAINTINVOLVED THE ALLEGED UNDERPERFORMANCE OF A GOVERNMENT BOND FUND(MASSACHUSETTS FINANCIAL SERVICES GOVERNMENT SECURITIES HIGHYIELD TRUST FUND), AND NOT WRONGFUL CONDUCT ON THE PART OF THEREGISTERED REPRESENTATIVE. THE INFORMATION AND MATERIAL OFFEREDBY THE FUND (AND CONVEYED BY THE REGISTERED REPRESENTATIVE)PREDICTED A POTENTIAL RATE OF RETURN WHICH TURNED OUT TO BEHIGHER THAN THE RATE ACTUALLY RECEIVED.
Date: February 10, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE ACTUAL RATE OF RETURNWAS LESS THAN THE RATE PROMOTED BY MFS, RESULTING IN A CLAIMFOR $13,930.78 Damage Amount Requested: $13,930.78 Settlement Amount: $11,000.00 Broker Comment: SETTLEMENT OF $11,000.00THIS CUSTOMER COMPLAINT WAS INADVERTENTLYREPORTED AGAINST THE REGISTERED REPRESENTATIVE. THE COMPLAINTINVOLVED THE ALLEGED UNDERPERFORMANCE OF A GOVERNMENT BOND FUND(MASSACHUSETTS FINANCIAL SERVICES GOVERNMENT SECURITIES HIGHYIELD TRUST FUND), AND NOT WRONGFUL CONDUCT ON THE PART OF THEREGISTERED REPRESENTATIVE. THE INFORMATION AND MATERIAL OFFEREDBY THE FUND (AND CONVEYED BY THE REGISTERED REPRESENTATIVE)PREDICTED A POTENTIAL RATE OF RETURN WHICH TURNED OUT TO BEHIGHER THAN THE RATE ACTUALLY RECEIVED.
Date: June 10, 1991 Category: Customer Dispute Allegations: ALLEGED AND ORAL MISREPRESENTATION: FAILURETO SUPERVISE. ALLEGED DAMAGES: $450,802.00 Damage Amount Requested: $450,802.00 Settlement Amount: $325,000.00 Broker Comment: SETTLEMENT AMOUNT WAS $325,000.00 SHEARSON PAID TOTAL SETTLEMENTI REPEAT AND REAFFIRM THE DENIALS AND DEFENSESSET FORTH IN THE ANSWER. CLAIMANTS ARE OBVIOUSLY DISAPPOINTEDTHAT THEIR INVESTMENT IN THE MFS-FUND DID NOT YIELD HIGHERRETURNS. HOWEVER: IT IS OBVIOUS THAT THEIR ANGER IS DIRECTEDAGAINST MFS AS, I UNDERSTAND, ALL THE CLAIMANT CONTINUE TOMAINTAIN THIER ACCOUNTS AT SHEARSON. I WAS NOT ASKED TOCONTRIBUTE TO THE SETTLEMENT.
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