JOSE MANUEL CORNIDE

JOSE MANUEL CORNIDE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 550 BILTMORE WAY, SUITE 1100, CORAL GABLES, FL, 33134.

JOSE MANUEL CORNIDE has worked at UBS FINANCIAL SERVICES INC. since May 11, 2004

Disclosure History

JOSE MANUEL CORNIDE has 1 Disclosure Event(s).

Date: November 12, 1998
Category: Customer Dispute
Allegations: FAILURE TO FOLLOW INSTRUCTIONS IN CONNECTIONWITH PURCHASING THREE SECURITIES; SEEKING REIMBURSEMENT OFPURCHASE PRICES WITH THE TOTAL VALUE OF APPROXIMATELY $113,650
Damage Amount Requested: $113,650.00
Broker Comment: N/ANOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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