JOSE LUIS LEQUERICA is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 701 BRICKELL AVE, MIAMI, FL, 33131.
JOSE LUIS LEQUERICA has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 06, 1996
Disclosure History
JOSE LUIS LEQUERICA has 3 Disclosure Event(s).
Date: April 10, 2015 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION FROM MAY 2013 TO MARCH 2015.
Date: July 03, 2002 Category: Customer Dispute Allegations: UNAUTHORIZED PURCHASE OF BRAZIL BOND. CLIENT EARLIER MADE SIMILAR ALLEGATIONS WHICH WERE INVESTIGATED AND BELIEVED TO BE WITHOUT MERIT. Damage Amount Requested: $68,758.89
Date: October 01, 2001 Category: Customer Dispute Allegations: CUSTOMER CLAIMS FINANCIAL CONSULTANT FAILED TO FOLLOW INSTRUCTIONS AND FUTHER CLAIMS UNSUITABILITY WITH RESPECT TO THE SELLING OF EQUITIES AND CERTAIN MUTUAL FUNDS. Damage Amount Requested: $1,100,000.00
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