JOSE LUIS PEREZ-DEL TORO

JOSE LUIS PEREZ-DEL TORO is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at URB VILLA NEVARES, CARR 21 EDIF 319 OFFICINA 101, SAN JUAN, PR, 00927-5310.

JOSE LUIS PEREZ-DEL TORO has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since September 14, 2001

Disclosure History

JOSE LUIS PEREZ-DEL TORO has 2 Disclosure Event(s).

Date: November 05, 2010
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THE INVESTMENTS IN THE BROKERAGE ACCOUNT OPENED WITH WASHINGTON SQUARE SECURITIES IN 1999 WERE UNSUITABLE.

Date: February 16, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGATES THAT I DIDN'T DISCLOSE THE SURRENDER CHARGES WHICH IS FALSE. I EXPLAINED, PLUS THE POLICY HAS ALSO THE INFORMATION AND WE HAD AN ANNUAL REVIEW OF THE POLICY AND I AGAIN EXPLAINED THE SURRENDER CHARGES. ALLEGED COMPENSATORY DAMAGE AMOUNT WAS NOT SPECIFIED.
Broker Comment: PENDING

More Information

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